Malla Reddy College of Pharmacy, Maisammaguda, Dulapally, Kompally, Hyderabad, Telangana-500100.
The oral cavity stands out as a compelling site for drug delivery due to its ease of administration. This approach allows for both mucosal (local effect) and transmucosal (systemic effect) drug delivery. In the case of mucosal administration, the goal is to achieve targeted release of the medication directly on the mucosal surface. Conversely, transmucosal delivery focuses on enabling drug absorption through the mucosal barrier, allowing it to enter systemic circulation. However, several challenges arise with buccal drug administration, primarily stemming from the limited absorption area and the inherent barrier properties of the mucosa. Additionally, the physiological mechanisms in the oral cavity that facilitate the removal of formulations from the absorption site pose further difficulties. To address these challenges, researchers are exploring various strategies, including the use of novel materials that combine mucoadhesive, enzyme-inhibiting, and penetration-enhancing properties. Innovative drug delivery systems are also being developed to not only improve patient compliance but also enhance the contact between the drug and mucosal surfaces. This overview highlights the benefits and drawbacks of buccal drug delivery, discusses the anatomical structure of the oral mucosa, and outlines the mechanisms of drug permeation. It also touches on current formulation designs and the methodologies used to evaluate buccal formulations in the context of advancements in buccal delivery systems.
The oral route of drug delivery is often the preferred choice for both patients and healthcare professionals. However, our current understanding of how drugs are absorbed and metabolized reveals that many medications struggle to be effectively delivered this way. This is primarily due to significant pre-systemic clearance in the liver after administration, which often results in a weak correlation between membrane permeability, absorption, and bioavailability (1). Challenges with parenteral delivery and limited effectiveness of oral drugs have led to interest in exploring alternative drug delivery methods. This has prompted consideration of other mucosal surfaces for potential drug administration. Transmucosal delivery methods—such as through the mucosal linings of the nasal, rectal, vaginal, ocular, and oral cavities—offer significant benefits over traditional oral administration for achieving systemic effects. Among these routes, the buccal mucosa stands out due to its easy accessibility, expansive smooth muscle, and comparatively stable structure, making it ideal for controlled release formulations. Furthermore, patients tend to favor buccal delivery more than other non-oral transmucosal options. By providing direct access to systemic circulation via the internal jugular vein, this route also avoids acid hydrolysis in the gastrointestinal tract and bypasses first-pass metabolism in the liver, resulting in enhanced bioavailability. Additionally, the buccal mucosa has swift cellular recovery rate, adding to its advantages[2]. However, this route does have its drawbacks, including the relatively low permeability of the buccal membrane[3].Especially when compared to the sublingual membrane[4],and a smaller surface area. The total absorptive surface area available in the oral cav Innovations in Bioadhesive Drug Delivery Systems: Products and Clinical Trials
Innovative Approaches and Concepts for Bioadhesive Drug Delivery Systems
Mechanisms of Bioadhesion:
The processes that lead to the establishment of bio adhesive bonds are not completely understood, but existing studies generally outline it as a three-step procedure.
Step 1:
In the initial stage, the wetting and swelling of the polymer occur as it spreads across the surface of the biological substrate or mucosal membrane, creating close contact with the substrate. This can be easily accomplished, for instance, by applying a bio adhesive formulation, like a tablet or paste, inside the oral cavity or vagina. Bio adhesives can adhere to biological tissues aided by the surface tension and forces present at the site of contact. The swelling of polymers happens because the components within the polymers are attracted to water.ity measures approximately 170 cm²[5], with about 50 cm² comprised of non-keratinized tissues, including the buccal membrane[6]. Continuous saliva production (0.5–2 l/day) can dilute the medication administered. Swallowing saliva may also result in the loss of the dissolved or suspended drug, possibly leading to the unintended elimination of the dosage form. There are several challenges with buccal drug delivery, including the risk of choking due to accidentally swallowing the delivery system. Moreover, using such a dosage form can be inconvenient during meals or drinks. Still, the benefits and recent advancements in the delivery of various compounds make the drawbacks of this route less critical, positioning buccal adhesive drug delivery systems as a promising area for further research [7].
Types of bio adhesion can be distinguished as
Classification of Bioadhesive:
Bioadhesive can be categorized into three types based on their observed characteristics.
Fig: 1- swelling of a polymer.
Step 2:
The surfaces of mucosal membranes consist of high molecular weight polymers called glycoproteins. During this second phase of bio adhesive bond formation, the chains of bio adhesive polymers weave together and become intertwined with the mucosal polymer chains, creating semi-permeable adhesive bonds. The robustness of these bonds is influenced by how well the two polymer groups interpenetrate each other. For strong adhesive bonds to form, one type of polymer must be soluble in the other, and both should possess similar chemical structures.
Step 3:
In this phase, weak chemical bonds develop between the intertwined polymer chains. These bonds include primary bonds, such as covalent bonds, as well as weaker secondary interactions like van der Waals forces and hydrogen bonds. Both primary and secondary bonds are utilized in the production of bio adhesive formulations, ensuring strong adhesion between the polymers[10,11,12,13].
Steps in Mucoadhesion :[14,15,16]
Despite the considerable research conducted in this area, the exact mechanisms behind mucoadhesion remain somewhat ambiguous. Nonetheless, it is generally accepted that the process of mucoadhesion occurs in two distinct phases.
The Contact Stage:
This phase involves the close interaction between the mucoadhesive material and the mucous membrane. At first, the mucoadhesive comes into close proximity with the mucous membrane. The gastrointestinal tract poses a challenge as it is a difficult mucosal surface to access. This limitation means that the adhesive cannot be directly applied to the intended mucosal area or delivered
through the organ's natural structure. Typically, adhesion might lead to complications, including potential blockages within the gastrointestinal tract. For larger particles, the natural movement of the digestive system, such as peristalsis, may assist in bringing the dosage form into contact with the mucosa. However, successful adhesion of larger dosage forms is not frequently documented in the literature, aside from the concerning instances of adhesion in the esophagus. In contrast, for smaller particles within a suspension, adhering to the gastrointestinal mucosa becomes a critical first step in the adhesion process. The physicochemical interactions occurring in this context can be explained through DLVO Theory. When a particle moves toward a surface, it will encounter both repulsive and attractive forces. The repulsive forces are primarily due to osmotic pressure created by the overlapping of electrical double layers, as well as steric effects. Electrostatic interactions occur when both the surface and particle have the same charge. Conversely, attractive forces arise from van der Waals interactions, surface energy effects, and electrostatic forces when the surface and particles possess opposite charges. The balance between these forces depends on factors such as the particle's characteristics, the surrounding aqueous environment, and the distance separating the particle from the surface. For instance, smaller particles exhibit a higher surface-area-to-volume ratio, which enhances their attractive forces. Particles can become stably positioned at a secondary minimum, approximately 10 nm apart, where the attractive and repulsive forces are in equilibrium, allowing for easy dislodgment. However, for stronger adhesion to happen, particles must surpass a repulsive barrier—known as the potential energy barrier—to reach the primary minimum. The scenario becomes more complex when considering that the adhesion surface is a mucus gel instead of a solid material, and particles in vivo may be hydrated or coated with biomolecules, significantly altering their physicochemical properties. Still, if the forces leading to displacement are minimal, mucoadhesive forces can effectively counteract them. An examination of the mucus structure and associated liquid layers suggests the presence of an unstirred layer at the top, functioning like a solid component, supporting the previously mentioned hypothesis.
The consolidation stages :
It involve various physicochemical interactions that enhance and fortify the adhesive connection, leading to improved adhesion duration. To achieve strong and lasting adhesion, introducing an additional ‘consolidation’ stage is suggested. For enhanced adhesion, a modification in the physical properties of the mucus layer is crucial; otherwise, it may fail to maintain its bond with the bioadhesive polymer when subjected to dislodging forces .Two theories aim to explain this phenomenon. The first theory focuses on intermolecular interactions, suggesting that mucoadhesive molecules intertwine and create bonds through secondary interactions with mucus glycoproteins. The second theory, known as the dehydration theory, posits that when a material capable of quick gelation meets another gel, water will migrate between them until they reach equilibrium. This latter theory clarifies that mucoadhesion can happen within seconds, whereas the first theory implies that polymers must interpenetrate several micrometers quickly. Rheological studies indicate that the interpenetration of mucus and the mucoadhesive polymer generates a surface gel layer, significantly limiting any further interpenetration (Dodou, Breedveld, and Wieringa, 2005).
Factors affecting muco/Bio adhesion:
The Bio adhesive power of polymer is affected by the nature of polymer and also by the nature of surrounding media.[17,18] They are.
Factors Relating to the Environment
Physiological factors:
Disease state:
The physiological properties of the mucus are known to change during disease conditions such as the common cold, gastric ulcers etc. The exact structural changes taking place in mucus under these conditions are not yet clearly understood.
Theories Of Mucoadhesion:
Several theories have been proposed to account for various experimental observations during the bioadhesion process. However, each theoretical model is only capable of elucidating a limited subset of the wide range of interactions that form the bioadhesive bond (Longer and Robinson, 1986). Still, five primary theories can be identified.[19,20,21]
Wettability Theory:
This theory is applicable to liquid or low viscosity mucoadhesive systems. It fundamentally assesses the “spreadability” of the bioadhesive polymer on mucus. The theory suggests that the adhesive component penetrates surface irregularities, solidifies, and anchors itself to the surface. Key features of bioadhesive materials include a zero or nearly zero contact angle, relatively low viscosity, and close contact that prevents air entrapment. Consequently, the interfacial energies play a crucial role in the interaction of the two surfaces and in determining the adhesive strength, it can be inferred that mucoadhesive polymer systems sharing structural and functional similarities with the mucin layer will display enhanced miscibility, leading to improved spreading across the mucosal surface. A lower water content in the polymer will promote better hydration, resulting in more intimate contact. Conversely, hydrophilic polymers with higher water content will have a lower contact angle, which may hinder effective contact .
The Electronic Theory:
In this theory adhesion occurs through electron transfer between mucus and the mucoadhesive system, stemming from the disparities in their electronic structures. This transfer results in the creation of a double layer of electric charges at the interface between mucus and the mucoadhesive material. Consequently, attractive forces emerge within this double layer. However, there is some debate surrounding the acceptance of this theory, as it attributes bond adhesion to electrostatic forces that are generally considered weaker .
Fracture theory :
This theory analysis the force required to separate two surfaces after adhesion. The maximuim tensile stess produced during detachment can be determined by dividing the maximium force detachment(Fm) by total surface area (A0) involved in the adhesive interaction.
Sm =Fm/A0
In a uniform single component system, fracture strength (Sf), which is equal to maximium stress of detachment (Sm)is proportional to fracture energy (gc), youngs modulus of elasticity (E) and the critical crack length (C) of fracture site as described.
S gc E/C)
Fracture enery gc can be obtained from sum of reversible work of adhesion. Gc = Wr + Wi
Where, Wr = energy required to produce new fracture surface ; Wi = plastic deformation at the tip of growing.
The elastic modules of system (E) is stress(s) and strain(c) through Hook’s law. E= [ζ/ε]ε—›0 =[F/A0/δl/t0].
Adsorption Theory:
This theory posits that the bio-adhesion bond formed between an adhesive surface and tissue, as represented by a mucus layer, results from van der Waals interactions, hydrogen bonds, and similar forces. While these individual forces may be weak, the sheer volume of their interactions collectively creates a strong adhesive strength.
Diffusion Theory:
The idea behind diffusion theory revolves around the interactions between adhesive polymer chains and mucus polymer chains. These interactions create semi-permeable adhesive bonds. It is thought that the strength of these bonds grows stronger with a greater degree of interpenetration between the polymer chains and the mucus layer. The level of penetration of the polymer chains into the mucus network—and vice versa—is influenced by concentration gradients and diffusion coefficients. While the specific parameters for creating a strong bio-adhesive bond have yet to be precisely defined, it is generally accepted that this interaction occurs within a range of 0.2 to 0.5 µm.
The penetration of depth (l) = (t-Db)1/2
where, t = time of contact; Db= diffusion coefficient of the bio adhesive material in mucus.
The ideal mucoadhesive polymer should have the following attributes:[22]
Types of Bio adhesive Formulations:[23,24]
Polymers Utilized for Mucoadhesive Drug Delivery: [25,26,27]
They are manufactured from primary polymer particles that measure approximately 2-6 microns in diameter. Each primary particle forms a network of polymer chains interconnected by cross-links. Carbopol polymers, along with Pemulen and Noveon, are all cross-linked and can absorb water, swelling up to 1000 times their original volume to create a gel when in contact with a pH range of 4.0 to 6.0. The glass transition temperature for these polymers is around 105°C, and they possess carboxylate groups with a pKa ranging from 6.0 to 0.5 .The interaction between negative charges results in swelling, which subsequently enhances the mucoadhesive capabilities of the polymer.
Nowadays, numerous companies are adopting carbopol polymers due to a variety of advantages:
Chitosan is a cationic polymer (polysaccharide) that is derived from chitin (Jian Hwa et al., 2003). Its significance is growing in the field of mucoadhesive drug delivery systems, thanks to its excellent biocompatibility, biodegradability, and non-toxic characteristics. This polymer adheres to the mucosa through ionic interactions between its amino groups and sialic acid residues. The linear structure of chitosan enhances the flexibility of the polymer chains. Research by Onishi and Machida has demonstrated that both chitosan and its metabolic derivatives are rapidly cleared from the body by the kidneys.
Lectins are proteins that occur naturally and play a vital role in the biological recognition of cells and proteins. They comprise a diverse group of proteins and glycoproteins that can reversibly bind to specific carbohydrate residues . Once bound to a cell, lectins may stay on the cell surface or be internalized through endocytosis. This feature allows for targeted and controlled drug delivery. While lectins offer several advantages, they also come with the drawback of potential immunogenicity.
These are thiomers that originate from hydrophilic polymers like polyacrylates, chitosan, or deacetylated gellan gum. The thiol group enhances residency time by facilitating covalent bonding with cysteine residues in mucus. Additionally, the presence of disulfide bonds may modify the drug release mechanism from the delivery system, as they contribute to increased rigidity and cross-linking (Clark et al., 2000).
For example:
Polyox WSRA is a type of high molecular weight polyethylene oxide homopolymer that possesses several key characteristics :
8. Novel Polymers [33,34]
Methods Of Evaluation
Mucoadhesive polymers can be evaluated by testing their adhesion strength by both in vitro and in vivo tests.[36,37,38,39]
In Vitro Methods The importance is laid on the elucidation of the exact mechanisms of bioadhesion. These methods are
In Vivo Methods
Methods determining tensile strength: Tensile strength is a measure of a material's ability to withstand the maximum longitudinal stress it can endure before failing. It is calculated by taking the highest load applied during a tensile test and dividing it by the initial cross-sectional area of the sample, resulting in units of Newtons per square meter.
Essentially, the tensile strength represents the greatest level of tensile stress a material can encounter before it breaks. The point at which failure occurs can differ based on the type of material and its intended design.
There are three common definitions of tensile strength:
Where, τ shear stress; F force; A area of the surface subjected to the force.
Figure 2:Adhesion weight method
Where, No and Nl are the particle concentration entering the intestinal segment from the dilute suspension reservoir and leaving the segment.
Figure 3: Falling Liquid Film Perfusion System
Katarina Edsman conducted dynamic rheological assessments on gels that incorporate four distinct types of carbopol polymers, along with corresponding blends of porcine gastric mucin and bovine submaxillary mucin. Interestingly, the method yielded different rankings when two alternative comparison strategies were employed.
In this test, the degree of adhesiveness is assessed based on how challenging it is to remove the thumb from the adhesive, taking into account both the applied pressure and the duration of contact. This method offers valuable insights into the material's mucoadhesive properties.
With a mucoadhesive in the form of small particles, the adhesion number can be used as a parameter for Mucoadhesion.
The adhesion number (Na) is, Na = (N/No)*100
Where, No= total no. of applied particles N= no. of particles attached to the substrate
It is assumed that as the adhesion strength increases, the adhesion number also increases.
The evaluation techniques involve administering polymers to laboratory animals and monitoring their movement through the gastrointestinal (GI) tract. The methods of administration can include forced oral gavage, surgical implantation in the stomach, and infusion via a loop placed directly in the small intestine. Monitoring is typically conducted using tools such as X-ray imaging, radio-opaque markers, and radioactive substances. For example, X-ray studies may be performed to assess the GI transit time of a bioadhesive tablet made with BaSO4, as well as radiolabelled microspheres and nanoparticles.
CONCLUSION
Mucoadhesion presents a valuable model for approaches to controlled drug delivery across various drug candidates. The numerous benefits of oral mucoadhesive drug delivery systems, such as extending the residence time of the medication and thereby enhancing absorption, are key factors influencing the oral bioavailability of many pharmaceuticals. With the right technologies, delivery methods, and selection of polymers for the oral mucosa, these systems hold great promise for treating a wide range of diseases, both mucosal and systemic, potentially expanding the list of medications available for mucosal delivery. Additionally, further developments in muco-buccal adhesive technology and sustained local drug release could minimize systemic side effects associated with traditional ingestion or injection therapies, particularly for conditions targeting oral mucosal issues.
REFERENCES
K. Vijaya Durga Prasanna*, Ragula Rachana, Dr. SNVL. Sirisha, A Review on Recent Development Techniques Involved in Bioadhesive Drug Delivery Systems, Int. J. of Pharm. Sci., 2025, Vol 3, Issue 11, 2214-2229 https://doi.org/10.5281/zenodo.17614404
10.5281/zenodo.17614404